Compliance Officer

Compliance Officer

A non-banking lender expanding its collections and credit teams, and now building out its compliance function

Location: Remote (India)

The Lender and the Mandate

A non-banking lender is growing its branch network and its collections and credit teams quickly, and the compliance function has to keep up with it. The lender has partnered with Flexiple to hire a Compliance Officer who will report to the Chief Compliance Officer. Flexiple is a managed marketplace that helps global companies build high-performing teams in India.

What You Will Be Responsible For

• Monitor RBI directions on NBFCs, the Fair Practices Code and digital-lending guidelines, and translate each change into process and policy updates
• Prepare and file periodic returns and board-level compliance reports on time and with reconciled data
• Review collection scripts, recovery-agent practices and customer communication for conduct risk
• Handle complaints escalated through the grievance process and the ombudsman, and track root causes
• Run KYC, AML and PMLA checks with the operations team and support suspicious-transaction reporting
• Conduct branch compliance visits and track closure of audit and inspection observations
• Support RBI inspections by assembling documents and coordinating with business heads
• Profile We Are Looking For
• 4 to 8 years in compliance at an NBFC, bank, housing-finance company or regulatory consultancy
• Graduate in law, commerce or company secretaryship; CS, CA or LLB is valued
• Strong grasp of RBI master directions applicable to NBFCs
• Clear written communication and the confidence to challenge a business head when a practice is out of line

Good to Have

• Exposure to co-lending, microfinance or vehicle-finance products
• Experience with compliance-management software

What the Role Offers

• A seat in a lender's compliance function at a stage when policies and controls are still being shaped
• Regular interaction with senior management and the board's audit committee Hiring Steps HR Screening, a Technical Round on RBI regulations, a Panel Round with the Chief Compliance Officer and the head of risk, and a Culture Fit conversation.

One application is enough for Flexiple to consider you for this role and for other compliance roles that match later.